Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiram? Claim Your ProfileHiram Antonio Cortes is a registered representative with Oppenheimer & Co. Inc. Hiram Cortes has been in the industry since December 18, 2004 and holds several licenses including Series 66, Series 24, Series 55, and Series 7. Hiram Cortes has previously been associated with several firms including MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., CITI INTERNATIONAL FINANCIAL SERVICES LLC, ASSENT LLC, MERCATOR ASSOCIATES, LLC, E*TRADE PROFESSIONAL TRADING, LLC, NETGAIN TRADING, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Hiram Cortes is currently registered in Texas and has been registered in many states throughout the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
09/23/2019 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
09/19/2014 - 09/23/2019
MORGAN STANLEY (HOUSTON TX)
TX
11/11/2011 - 09/26/2014
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
PR
07/24/2006 - 08/06/2010
CITI INTERNATIONAL FINANCIAL SERVICES LLC (GUAYNABO PR)
IL
12/19/2005 - 07/18/2006
ASSENT LLC (BOLINGBROOK IL)
NA
11/09/2005 - 12/09/2005
MERCATOR ASSOCIATES, LLC (TORONTO )
NY
02/26/2003 - 12/19/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
FL
06/28/2002 - 02/28/2003
NETGAIN TRADING, LLC (MIAMI FL)
NY
06/02/1999 - 02/16/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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