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Hiral Ravindra Shah

J.p. Morgan Securities LLC

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About Hiral Ravindra Shah

Hiral Ravindra Shah is a financial advisor with J.P. Morgan Securities LLC. Hiral has been in the financial services industry since January 30, 2004. Hiral is a Certified Financial Planner and is registered with the Financial Industry Regulatory Authority (FINRA). Hiral has experience working with individuals, businesses, and institutions. Hiral is committed to providing clients with personalized financial advice and helping them reach their financial goals. Hiral has worked with firms such as CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LAIDLAW & COMPANY (UK) LTD., and SANDS BROTHERS & CO., LTD.

Firm Information

Hiral Shah is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Hiral Shah’s Registration & Firm History

NY

09/13/2013 - Present

J.p. Morgan Securities LLC (West Harrison NY)

NY

08/06/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (MOUNT KISCO NY)

NJ

06/01/2009 - 07/01/2009

MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)

NJ

05/16/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)

NJ

01/25/2005 - 06/09/2008

CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)

NA

08/23/2004 - 12/18/2004

LAIDLAW & COMPANY (UK) LTD. (LONDON )

NY

11/20/2003 - 08/23/2004

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hiral Ravindra Shah.
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