Unclaimed
Hiral Ravindra Shah is a financial advisor with J.P. Morgan Securities LLC. Hiral has been in the financial services industry since January 30, 2004. Hiral is a Certified Financial Planner and is registered with the Financial Industry Regulatory Authority (FINRA). Hiral has experience working with individuals, businesses, and institutions. Hiral is committed to providing clients with personalized financial advice and helping them reach their financial goals. Hiral has worked with firms such as CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LAIDLAW & COMPANY (UK) LTD., and SANDS BROTHERS & CO., LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/13/2013 - Present
J.p. Morgan Securities LLC (West Harrison NY)
NY
08/06/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MOUNT KISCO NY)
NJ
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
05/16/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
01/25/2005 - 06/09/2008
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
08/23/2004 - 12/18/2004
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
11/20/2003 - 08/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 11/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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