Unclaimed
Hippolyte Georges Agkpo is a financial professional with over 20 years of experience in the securities industry. He currently holds a Series 10, 4, 24, 57TO, SIE, 3, 55, and 7 license. He works as a Registered Representative at BMO Capital Markets Corp. Hippolyte has experience at various firms, including CREDIT SUISSE SECURITIES (USA) LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Hippolyte is registered in 53 states and is a FINRA-approved registered representative. He specializes in providing securities trading ideas and research to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
01/19/2024 - Present
BMO Capital Markets Corp. (New York NY)
NY
12/05/2018 - 02/09/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/05/2003 - 12/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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