Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hipolito? Claim Your ProfileHipolito Diaz is a financial advisor with over 30 years of experience in the industry. He is currently registered with IC Advisory Services, Inc. and Ameriprise Financial Services, Inc. Hipolito has a wide range of experience, having worked with various firms throughout his career. He holds the Series 3, 7, and 63 licenses, as well as the SIE and Series 65 exams. Hipolito specializes in financial planning and portfolio management for individuals, businesses, and retirement plans. His experience and expertise make him a valuable resource for clients seeking comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/27/2017 - Present
IC Advisory Services, Inc. (ENGLEWOOD CLIFFS NJ)
NJ
10/05/2009 - 04/12/2017
AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)
NJ
02/01/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SADDLEBROOK NJ)
NJ
02/04/1994 - 02/29/2008
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
05/25/1988 - 02/15/1994
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 01/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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