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Hing (kenny) Kuen Kwan

ING Financial Markets LLC

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About Hing (kenny) Kuen Kwan

Hing (kenny) Kwan Kuen has been in the financial industry since 2005. Hing (kenny) is currently registered with ING Financial Markets LLC. Prior to that, Hing (kenny) was employed with RBS Securities Inc. and ABN AMRO Incorporated. Hing (kenny) holds the Series 7 and SIE licenses.

Firm Information

Hing (kenny) Kwan is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hing (kenny) Kwan’s Registration & Firm History

NY

10/13/2016 - Present

ING Financial Markets LLC (NEW YORK NY)

CT

09/11/2009 - 10/04/2016

RBS SECURITIES INC. (STAMFORD CT)

NY

08/11/2005 - 09/11/2009

ABN AMRO INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hing (kenny) Kuen Kwan.
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