Unclaimed
Himchan Ko is a financial professional with over a decade of experience in the securities industry. Currently registered with Neuberger Berman BD LLC, Himchan brings a comprehensive understanding of investment strategies, having previously held positions at Jefferies LLC and SG Americas Securities, LLC. Himchan holds several licenses, including the Series 7, Series 63, and Series 79, reflecting his expertise in various areas of finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/11/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
02/23/2011 - 07/11/2013
JEFFERIES LLC (NEW YORK NY)
NY
12/14/2010 - 02/25/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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