Unclaimed
Himalay Goel is a registered representative with BMO Capital Markets Corp. based in San Francisco, California. Himalay has been in the securities industry since April 13, 2023, and holds Series 63, SIE, and Series 79TO licenses. Himalay is registered with the states of California, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
CA
04/14/2023 - Present
BMO Capital Markets Corp. (SAN FRANCISCO CA)
BC
Issued 01/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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