Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hillary? Claim Your ProfileHillary Smith is a registered representative with Oppenheimer & Co. Inc. in BELLEVUE, WA. Hillary has been in the financial services industry since 2015. Hillary holds a Series 6, 7, and 63 license, and is also a registered investment advisor. Hillary has worked for several firms in the past, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and MML Investors Services, LLC. Hillary is also a registered representative with Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
WA
12/16/2022 - Present
Oppenheimer & Co. Inc. (BELLEVUE WA)
WA
05/24/2017 - 09/21/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
03/25/2017 - 04/12/2017
MML INVESTORS SERVICES, LLC (BELLEVUE WA)
WA
09/03/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BELLEVUE WA)
IA
Issued 08/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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