Unclaimed
Hillary Ambrose has been in the financial industry since April 5, 2007. Hillary currently holds a Series 66, Series 7, and SIE license. Hillary is registered in 51 states and is currently employed by Alps Distributors, Inc. Previously, Hillary was employed by LOCORR DISTRIBUTORS, LLC, NEUBERGER BERMAN LLC, and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/18/2020 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
MN
01/26/2017 - 07/31/2020
LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)
TX
07/10/2006 - 12/04/2015
NEUBERGER BERMAN LLC (DALLAS TX)
NJ
01/25/2006 - 08/01/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Hillary Ambrose is the right advisor for you? Invested Better is here to help.