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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hillary? Claim Your ProfileHillary Kaplan is a registered representative and investment advisor representative with Commonwealth Financial Network. Hillary has been in the industry since 2005, with experience at Legg Mason Wood Walker, Incorporated and IFMG Securities, Inc. She has a Series 63 license, and Series 6 and SIE licenses. Hillary is registered in Rhode Island. She is a financial advisor with Commonwealth Financial Network, which has been in business since 1979. The firm has approximately 19,600 clients and over 177 trillion in assets under management. Commonwealth Financial Network provides a variety of investment services, including financial planning, pension consulting, educational seminars, and portfolio management. Hillary specializes in retirement planning, college savings, and investment management. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
12/20/2007 - Present
Commonwealth Financial Network (WARWICK RI)
MD
07/05/2005 - 02/24/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/05/2003 - 06/08/2005
IFMG SECURITIES, INC. (PURCHASE NY)
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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