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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hillary? Claim Your ProfileHillary Cullen has been a registered investment advisor since 1999. Hillary is currently registered with UBS Financial Services Inc. in New York and Slate Hill, New York. Hillary has previously worked for International Strategy & Investment Group Inc. in New York and UBS Financial Services Inc. in Weehawken, New Jersey. Hillary has a total of 10 approved SRO registrations, 1 approved FINRA registration and 42 approved state registrations. Hillary has passed the Series 63, Series 65, Series 7, and SIE exams. Hillary specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Hillary has also been a member of the board of directors for Stuart Dean Co., Inc. since 2002. Hillary's focus is on providing investment advice and financial planning services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/08/2007 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/27/2004 - 09/14/2005
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. (NEW YORK NY)
NJ
12/24/1998 - 09/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 1/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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