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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hilary? Claim Your ProfileHilary Giles is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Hilary has been in the industry since May 1998 and has been with Merrill Lynch since June 2003. Hilary is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and has Series 7, Series 63, and Series 65 licenses. Hilary is also registered with the state of Maine as an Investment Advisor Representative. Hilary has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/18/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
NY
07/25/2001 - 05/29/2003
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NJ
09/04/1998 - 03/24/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
02/08/1995 - 10/22/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 08/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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