Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hilary? Claim Your ProfileHilary Elizabeth Cauley is a financial professional with over 6 years of experience in the securities industry. Hilary is currently registered with Guggenheim Securities, LLC and holds a Series 7, 86, 87 and SIE. Hilary is registered in 20 states including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington and Wisconsin. Previously, Hilary worked at JMP SECURITIES LLC, WOLFE RESEARCH SECURITIES and LADENBURG THALMANN & CO. INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2021 - Present
Guggenheim Securities, LLC (NEW YORK NY)
CA
11/14/2017 - 04/14/2021
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
03/15/2017 - 08/10/2017
WOLFE RESEARCH SECURITIES (NEW YORK NY)
NY
08/26/2014 - 02/24/2017
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/16/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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