Unclaimed
Hikoichi Hisae is a financial professional with over 5 years of experience in the industry. Hikoichi is currently registered with Smbc Nikko Securities America, Inc. and holds several licenses, including Series 7, Series 24, Series 27, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/30/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 12/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/23/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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