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Hieu Trung Ngo

Cetera Advisors LLC

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About Hieu Trung Ngo

Hieu Trung Ngo is a financial advisor with Cetera Advisors LLC. Hieu Trung Ngo has 4 years of experience in the financial industry. Hieu Trung Ngo is currently registered with FINRA and holds the Series 7 and SIE licenses.

Firm Information

Hieu Ngo is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hieu Ngo’s Registration & Firm History

PA

04/05/2019 - Present

Cetera Advisors LLC (PHILADELPHIA PA)

PA

08/14/2014 - 06/29/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 06/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hieu Trung Ngo.
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