Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hien? Claim Your ProfileHien Trung Le is a registered representative with Nylife Securities LLC, located in Roseville, CA. Hien has been in the financial industry since September 6, 2011. Hien previously held positions with Royal Alliance Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hien holds a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/03/2022 - Present
Nylife Securities LLC (ROSEVILLE CA)
CA
06/10/2015 - 10/05/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SAN JOSE CA)
CA
09/22/2011 - 05/07/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
01/03/2011 - 08/02/2011
WELLS FARGO ADVISORS, LLC (SANTA CLARA CA)
CA
06/22/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CAMPBELL CA)
BOTH
Issued 07/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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