Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hien? Claim Your ProfileHien Thi Thanh Nguyen is a financial advisor with over 4 years of experience. Hien has a Series 6, Series 63 and SIE license and is currently registered with J.P. Morgan Securities LLC in Walnut Creek, California. Hien has been with J.P. Morgan Securities LLC for over 6 years, previously working in Pleasant Hill, California. Hien specializes in retirement planning, college savings, insurance, and estate planning. J.P. Morgan Securities LLC is a large, well-established firm that provides a wide range of financial services to individual and institutional clients. The firm has over $50 billion in assets under management and over 262,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
11/23/2022 - Present
J.p. Morgan Securities LLC (WALNUT CREEK CA)
CA
04/24/2017 - 03/05/2021
J.P. MORGAN SECURITIES LLC (PLEASANT HILL CA)
BC
Issued 05/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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