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Hestephany Lopez hernandez

Boreal Capital Securities LLC

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About Hestephany Lopez hernandez

Hestephany Lopez hernandez is a registered representative with Boreal Capital Securities LLC. Hestephany is licensed to conduct business in Florida. Hestephany holds the Series 7TO, Series 99TO, Series 24 and SIE licenses.

Firm Information

Hestephany Lopez hernandez is currently registered with Boreal Capital Securities LLC. Boreal Capital Securities LLC is a Limited Liability Company that was formed in June 2011. The firm is registered with the SEC and has offices in Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hestephany Lopez hernandez’s Registration & Firm History

FL

02/29/2024 - Present

Boreal Capital Securities LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 05/08/2024

Series 24 - General Securities Principal Examination

BC

Issued 02/29/2024

Series 99TO - Operations Professional Examination

BC

Issued 02/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hestephany Lopez hernandez.
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