Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hernan? Claim Your ProfileHernan Velez is a financial advisor with Wells Fargo Clearing Services, LLC. He has been in the industry since 1991 and is licensed in New Jersey, New York and Florida. Hernan has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice. He specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses and institutions. Hernan is also a registered representative of Wells Fargo Clearing Services, LLC, and holds the Series 6, 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2021 - Present
Wells Fargo Clearing Services, LLC (WAPPINGERS FALLS NY)
NY
10/01/2004 - 10/09/2007
CHASE INVESTMENT SERVICES CORP. (BREWSTER NY)
NY
07/19/1999 - 07/30/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
11/07/1990 - 07/23/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/07/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 02/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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