Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hernan? Claim Your ProfileHernan Korin is a financial advisor with Stifel, Nicolaus & Company, Inc., who has been in the industry since 2006. Hernan has experience in the financial services industry and has been registered with the Securities and Exchange Commission (SEC) since 2008. Hernan is a Chartered Financial Analyst (CFA). Hernan is licensed to provide financial services in California, Connecticut, Florida, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
09/06/2016 - 07/19/2023
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
07/22/2014 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 08/07/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NA
07/31/2006 - 09/22/2008
LEHMAN BROTHERS INC. (BUENOS AIRES )
IA
Issued 05/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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