Unclaimed
Hernan Rosenthal is a financial professional who has been in the industry since November 3, 2020. Rosenthal is currently registered with Epic Capital Securities. He has successfully passed the Series 7TO and SIE exams. Rosenthal is licensed in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/04/2020 - Present
Epic Capital Securities (BOCA RATON FL)
BC
Issued 11/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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