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Hernan M Fonseca

Symetra Securities, Inc.

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About Hernan M Fonseca

Hernan Fonseca is a registered representative with Symetra Securities, Inc., working in the Bellevue, Washington area. Hernan has over 28 years of experience in the securities industry. Hernan's previous experience includes positions at Nationwide Investment Services Corporation, Ohio Savings Securities, Inc., CitiCorp Investment Services, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Hernan Fonseca is currently registered with Symetra Securities, Inc.. Symetra Securities, Inc. is a corporation formed in August 1967 and is approved in all 50 states, as well as the District of Columbia and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

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Fee Structure

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Hernan Fonseca’s Registration & Firm History

WA

04/08/2022 - Present

Symetra Securities, Inc. (BELLEVUE WA)

OH

10/17/2001 - 03/22/2022

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

11/26/1997 - 09/29/2000

OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)

NY

12/20/1996 - 12/01/1997

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

08/11/1993 - 11/19/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/23/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Hernan M Fonseca. Review regulatory record here.
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