Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hernaldo? Claim Your ProfileHernaldo Rivera is a financial advisor at Linscomb Wealth, Inc. He has been in the industry since 1995. Hernaldo is registered with the state of Texas and holds Series 6, 7, 63 and 66 licenses. He has experience in various financial services, including financial planning, portfolio management, and pension consulting. Hernaldo has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
03/23/2023 - Present
Linscomb Wealth, Inc. (HOUSTON TX)
ME
09/29/2017 - 01/09/2023
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IN
10/24/2014 - 10/05/2016
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
NY
05/08/2009 - 05/01/2014
MBSC SECURITIES CORPORATION (NEW YORK NY)
IA
03/06/2007 - 04/20/2009
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
06/20/2007 - 09/22/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
GA
12/05/2002 - 03/05/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
IA
06/19/2001 - 08/09/2002
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
TX
02/26/1998 - 05/04/2001
A I M DISTRIBUTORS, INC. (HOUSTON TX)
MA
01/31/1995 - 07/17/1995
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
TX
11/18/1994 - 01/31/1995
TRANSAMERICA FUND DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 12/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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