Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herminio? Claim Your ProfileHerminio Frontera biamon is a financial advisor who has been in the industry since 2007. Herminio has been registered with UBS Financial Services Inc. since 2022 and previously worked for UBS FINANCIAL SERVICES INC. and UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO. Herminio holds Series 3, 7, 7TO, 63, and 66 licenses and is a Chartered Financial Analyst. Herminio specializes in providing financial advice to individuals, corporations, and institutions. Herminio has a strong track record of helping clients reach their financial goals. Herminio is committed to providing personalized financial advice to each of Herminio's clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
01/20/2022 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
04/03/2007 - 06/24/2015
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
04/03/2007 - 06/24/2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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