Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hermina? Claim Your ProfileHermina Batson is a registered representative with Barclays Capital Inc. Hermina has been in the securities industry since 2014. She has passed the Series 79, Series 63, and SIE exams and holds a state registration in New York. Hermina's previous employment includes positions with MUFG Securities Americas Inc. and BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2021 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
01/23/2017 - 01/09/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
08/19/2014 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 06/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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