Unclaimed
Hermann Rojas is a financial professional with over 17 years of experience in the financial services industry. Hermann is currently registered with Nylife Securities LLC and holds Series 6, 7TO, and 63 licenses. Hermann is a California-licensed insurance agent. Hermann's previous experience includes a role at Woodbury Financial Services, Inc. in Oakdale, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/17/2017 - Present
Nylife Securities LLC (RIVERSIDE CA)
MN
10/14/2004 - 12/08/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 11/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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