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Hermann Rojas

Nylife Securities LLC

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About Hermann Rojas

Hermann Rojas is a financial professional with over 17 years of experience in the financial services industry. Hermann is currently registered with Nylife Securities LLC and holds Series 6, 7TO, and 63 licenses. Hermann is a California-licensed insurance agent. Hermann's previous experience includes a role at Woodbury Financial Services, Inc. in Oakdale, Minnesota.

Firm Information

Hermann Rojas is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hermann Rojas’s Registration & Firm History

CA

11/17/2017 - Present

Nylife Securities LLC (RIVERSIDE CA)

MN

10/14/2004 - 12/08/2004

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 11/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hermann Rojas.
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