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Hermann-pierre Xavier Bolten

SG Americas Securities, LLC

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About Hermann-pierre Xavier Bolten

Hermann-pierre Xavier Bolten is a registered representative with SG Americas Securities, LLC, a broker-dealer firm based in New York, NY. Hermann-pierre Xavier Bolten has been active in the industry since February 23, 2016, and holds the following licenses: Series 63, Series 24, SIE, and Series 79. Hermann-pierre Xavier Bolten is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Hermann-pierre Bolten is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hermann-pierre Bolten’s Registration & Firm History

NY

02/24/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hermann-pierre Xavier Bolten.
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