Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herman? Claim Your ProfileHerman Thompson is a financial advisor with over 18 years of experience in the financial services industry. Herman has a strong background in both brokerage and investment advisory services. Herman currently works for Osaic Wealth, Inc., where he provides financial planning, portfolio management, and other services to individuals, families, and businesses. Herman is also a Certified Financial Planner and a Chartered Financial Consultant. Herman holds securities licenses Series 6, 7, 63, and 65 and has a strong track record of success in helping clients achieve their financial goals. Herman is passionate about helping his clients understand their financial situation and develop a plan to achieve their financial goals. Herman has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
07/31/2019 - Present
Osaic Wealth, Inc. (ALPHARETTA GA)
GA
11/23/2004 - 11/02/2018
SIGNATOR INVESTORS, INC. (ALPHARETTA GA)
IA
Issued 02/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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