Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herman? Claim Your ProfileHerman Stephen Rojas is a financial advisor with over 15 years of experience in the financial services industry. Herman Rojas is currently registered with PFS Investments Inc., a firm with over 3500 licensed agents and $8.5 billion in assets under management. Previously, Herman Rojas was registered with WMA Securities, Inc. Herman Stephen Rojas is licensed to conduct business in California, Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/03/2008 - Present
PFS Investments Inc. (DUARTE CA)
GA
07/23/2007 - 12/31/2007
PFS INVESTMENTS INC. (DULUTH GA)
GA
04/21/1998 - 11/02/2000
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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