Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herman? Claim Your ProfileHerman Korrick Lewkowitz is a financial advisor with Cetera Investment Advisers LLC. Herman has been in the financial services industry since 2000. Herman holds Series 63, 65, 66, 7 and SIE licenses. Herman has been registered with Cetera Investment Advisers LLC since April 2017. Herman also has prior registration with Raymond James Financial Services, Inc., BMO Harris Financial Advisors, Inc., Zions Direct, Inc. and United Planners' Financial Services of America A Limited Partner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/12/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
03/30/2016 - 07/28/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
01/12/2011 - 07/19/2013
BMO HARRIS FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/15/2006 - 07/06/2010
ZIONS DIRECT, INC. (PHOENIX AZ)
AZ
04/18/2000 - 08/15/2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (PHOENIX AZ)
BOTH
Issued 04/19/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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