Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herman? Claim Your ProfileHerman Joseph Dieckmann is a financial advisor with over 45 years of experience in the financial services industry. Herman currently works for Stifel, Nicolaus & Company, Inc. and is registered as a broker-dealer and investment advisor in multiple states. Herman is also a Certified Financial Planner™. In addition to Stiefel, Nicolaus & Company, Inc., Herman has worked for Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Advest, Inc. Herman has a wide range of experience in providing financial advice to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (PITTSBURGH PA)
PA
06/29/2012 - 04/29/2022
MORGAN STANLEY (UPPER ST. CLAIR PA)
PA
09/26/1978 - 07/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER ST. CLAIR PA)
PA
12/09/2005 - 03/08/2006
ADVEST, INC. (PITTSBURGH PA)
NA
12/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Herman Dieckmann is the right advisor for you? Invested Better is here to help.
