Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herman? Claim Your ProfileHerman Luette is a financial professional with experience in the financial services industry since 2013. Herman is currently registered with Principal Securities, Inc. and holds a Series 63, Series 6TO and Series 6 licenses. Herman has also held previous positions with PARK AVENUE SECURITIES LLC, NYLIFE SECURITIES LLC, SIGNATOR INVESTORS, INC., and MUTUAL OF OMAHA INVESTOR SERVICES, INC. Herman's areas of expertise include financial planning, pension consulting, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
01/22/2024 - Present
Principal Securities, Inc. (AUBREY TX)
TX
06/23/2023 - 01/16/2024
PARK AVENUE SECURITIES LLC (HOUSTON TX)
TX
12/10/2021 - 06/21/2023
NYLIFE SECURITIES LLC (FRISCO TX)
OK
10/14/2004 - 10/27/2006
SIGNATOR INVESTORS, INC. (TULSA OK)
NE
11/24/1997 - 09/22/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 12/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/24/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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