Unclaimed
Herman Hung is a securities professional with experience in the financial services industry. Herman Hung is currently registered with CTC, LLC and holds Series 57TO and SIE licenses. Herman Hung's professional career began on 7/8/2019. Herman Hung's primary focus is securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/08/2019 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 07/06/2019
Series 57TO - Securities Trader Exam
BC
Issued 05/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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