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Hercel L Leveringston

Schwab Wealth Advisory, Inc.

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About Hercel L Leveringston

Hercel Leveringston is an investment advisor representative with Schwab Wealth Advisory, Inc. Hercel has been in the financial services industry since March 14, 1999. Hercel is registered with the state of Indiana, and has a Series 6, 7, and 63 license, and the SIE exam. Hercel is a board member of Dress For Success Indianapolis, a community organization supporting the empowerment of women.

Firm Information

Hercel Leveringston is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Hercel Leveringston’s Registration & Firm History

IN

01/08/2020 - Present

Schwab Wealth Advisory, Inc. (Indianpolis IN)

IN

12/20/2013 - 08/12/2015

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

01/18/2006 - 11/06/2013

KEY INVESTMENT SERVICES LLC (INDIANAPOLIS IN)

OH

12/05/2003 - 01/18/2006

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

IL

09/10/1998 - 09/15/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 10/22/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2012

Series 7 - General Securities Representative Examination

BC

Issued 09/09/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hercel L Leveringston.
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