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Herbert Wilson Moore

Olive Tree Ridge Investment Advisors

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About Herbert Wilson Moore

Herbert Wilson Moore is an Investment Advisor Representative with Olive Tree Ridge Investment Advisors. Herbert Moore has been in the industry for over 13 years and has experience with a variety of financial services firms. Herbert Moore has passed the Uniform Investment Adviser Law Examination, the Uniform Securities Agent State Law Examination, the General Securities Representative Examination, and the Registered Options Principal Examination. Herbert Moore specializes in providing portfolio management for individuals.

Firm Information

Herbert Moore is currently registered with Olive Tree Ridge Investment Advisors. Olive Tree Ridge Investment Advisors is an investment advisor registered with the SEC. The firm manages $16,512,943 in assets for 14 clients, including individuals, charitable organizations, and other investment advisors. The firm provides portfolio management services for individuals.

$16.51M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Herbert Moore’s Registration & Firm History

CT

09/21/2022 - Present

Olive Tree Ridge Investment Advisors (Sharon CT)

NY

03/13/2020 - 12/22/2021

INDEPENDENT BROKERAGE SOLUTIONS LLC (New York NY)

NV

06/03/2015 - 07/23/2019

WISEBANYAN SECURITIES LLC (Las Vegas NV)

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Licenses & Designations

BC

Issued 09/25/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/05/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/04/2015

Series 24 - General Securities Principal Examination

BC

Issued 09/29/2014

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Herbert Wilson Moore.
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