Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Findeisen is a registered investment advisor representative with Osaic Wealth, Inc.. He is a seasoned financial professional with over 27 years of experience in the industry. Herbert has a broad range of experience serving clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. He is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
09/01/2023 - Present
Osaic Wealth, Inc. (MOUNT AIRY MD)
MD
11/11/2011 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (MOUNT AIRY MD)
MD
11/26/2007 - 11/16/2011
NEXT FINANCIAL GROUP, INC. (MT. AIRY MD)
MD
04/15/2002 - 11/27/2007
COMMONWEALTH FINANCIAL NETWORK (FALLSTON MD)
NY
04/13/1999 - 05/09/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/13/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CA
01/07/1997 - 01/27/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
11/01/1995 - 08/09/1996
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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