Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert William Nix, a registered investment advisor, has been in the financial services industry since November 1996. Currently, Herbert William Nix is registered with Raymond James Financial Services Advisors, Inc. in York, PA and has been with the firm since March 2009. Prior to joining Raymond James Financial Services Advisors, Inc., Herbert William Nix was registered with Wachovia Securities, LLC from June 2003 to February 2009 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 1996 to May 2003. Herbert William Nix has a Series 63 license, a Series 65 license, a Series 7 license, and a SIE license. Herbert William Nix provides financial planning and investment advice to individuals, businesses, corporations, pension and profit sharing plans, insurance companies, and charitable organizations. Herbert William Nix has experience in investment sales and life insurance sales. Herbert William Nix also holds a position as an Associate/Employee at Fulton Bank. Herbert William Nix is registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
03/05/2009 - Present
Raymond James Financial Services Advisors, Inc. (YORK PA)
PA
06/16/2003 - 02/24/2009
WACHOVIA SECURITIES, LLC (LANCASTER PA)
NY
11/12/1996 - 05/29/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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