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Herbert Thomas Wolf

Capitol Securities Management, Inc.

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About Herbert Thomas Wolf

Herbert Thomas Wolf has been active in the financial industry for over 35 years. Herbert is currently registered with Capitol Securities Management, Inc. in Maryland, Virginia, and several other states. Herbert is also a general partner in Wolf Realty Associates. Herbert holds a Series 63, 65, 7, 8, 9, and 10 license. His previous experience includes roles at Cantella & Co., Inc. and Raymond James Financial Services, Inc.. Herbert offers a variety of financial services including financial planning, portfolio management for businesses and individuals, educational seminars, and selection of other advisers.

Firm Information

Herbert Wolf is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Herbert Wolf’s Registration & Firm History

MD

10/19/2022 - Present

Capitol Securities Management, Inc. (FREDERICK MD)

MD

01/03/2006 - 10/28/2022

CANTELLA & CO., INC. (FREDERICK MD)

MD

11/04/2019 - 11/15/2019

RAYMOND JAMES FINANCIAL SERVICES, INC. (FREDERICK MD)

MD

01/04/1999 - 12/31/2005

RAYMOND JAMES FINANCIAL SERVICES, INC. (FREDERICK MD)

FL

08/04/1997 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NC

10/21/1987 - 08/13/1997

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 09/12/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/03/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Herbert Thomas Wolf.
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