Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Shiraishi is an Investment Advisor Representative with Shiraishi Financial Group Advisors in Honolulu, HI. He has been in the financial services industry since 1988. Herbert has a wide range of experience, having worked with a variety of firms, including United Planners’ Financial Services of America A Limited Partner, Securities America, Inc., Brecek & Young Advisors, Inc., LPL Financial Corporation, and SunAmerica Securities, Inc. Herbert is licensed in several states, including Hawaii, Texas, California, Colorado, Louisiana, Michigan, Nevada, North Carolina, Oregon, Utah, Virginia, and Washington. He specializes in working with high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees from third-party investment advisers
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2
HI
02/05/2020 - Present
Shiraishi Financial Group Advisors (HONOLULU HI)
HI
04/29/2013 - 12/09/2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (HONOLULU HI)
HI
01/23/2009 - 05/09/2013
SECURITIES AMERICA, INC. (HONOLULU HI)
HI
01/07/2008 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (HONOLULU HI)
HI
09/25/2000 - 01/29/2008
LPL FINANCIAL CORPORATION (HONOLULU HI)
AZ
11/19/1998 - 09/28/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CT
10/15/1993 - 11/19/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
10/23/1991 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
MA
07/08/1988 - 02/11/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/08/1988 - 02/11/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 09/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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