Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Saraga is a registered representative with American Portfolios Financial Services, Inc., with over 45 years of experience in the financial industry. Herbert is currently registered to provide investment advice in Florida, New Jersey, New York, North Carolina, and Pennsylvania. Herbert has passed the Series 1, Series 6TO, and SIE exams. Herbert also holds a Series 63 license. Prior to joining American Portfolios Financial Services, Inc., Herbert was a registered representative with Penn Plaza Brokerage, Ltd., Noyes Partners Incorporated, Kurz-Liebow & Company, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2009 - Present
American Portfolios Financial Services, Inc. (NEW YORK NY)
NY
01/08/1999 - 09/03/2009
PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)
NY
08/31/1994 - 12/31/1998
NOYES PARTNERS INCORPORATED (NEW YORK NY)
NA
01/06/1988 - 09/07/1994
KURZ-LIEBOW & COMPANY, INC.
NA
10/20/1977 - 01/14/1988
FIRST INVESTORS CORPORATION
BC
Issued 10/24/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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