Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Roldan Flores is a financial advisor at Mission Wealth Management, LP with over 10 years of experience in the financial services industry. Herbert has a strong background in providing financial planning, portfolio management, and family wealth management services to individuals, families, and businesses. Herbert holds the Series 6, 7, 63, 65 and 66 licenses, as well as the SIE designation. Herbert is also a Certified Financial Planner™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family wealth management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
02/27/2023 - Present
Mission Wealth Management, LP (Austin TX)
CA
02/12/2014 - 11/30/2015
BANCWEST INVESTMENT SERVICES, INC. (SAN JOSE CA)
CA
11/14/2011 - 02/05/2014
UNIONBANC INVESTMENT SERVICES, LLC (SUNNYVALE CA)
CA
05/29/2007 - 08/18/2011
CITIGROUP GLOBAL MARKETS INC. (SARATOGA CA)
CA
06/26/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN JOSE CA)
IA
Issued 02/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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