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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Robert Franco is an investment advisor representative with Fidelity Personal And Workplace Advisors. Herbert has been in the industry for over 10 years and is licensed in 50 states, including Utah and Texas. Herbert has passed the Series 6, 7TO, and 66 exams, and specializes in providing financial planning services to individuals, businesses, and charitable organizations. Prior to joining Fidelity Personal And Workplace Advisors, Herbert worked for Regulus Financial Group, LLC in Kentwood, MI and Pruco Securities, LLC in Honolulu, HI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/01/2024 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
MI
04/13/2022 - 09/08/2023
REGULUS FINANCIAL GROUP, LLC (KENTWOOD MI)
HI
06/30/2015 - 02/05/2020
PRUCO SECURITIES, LLC. (HONOLULU HI)
BOTH
Issued 05/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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