Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Richard Phillips is a financial professional with over 20 years of experience in the industry. He is currently registered with Prudential Annuities Distributors, Inc. and holds the Series 6 and Series 63 licenses. Herbert is a registered representative in California, Florida, Pennsylvania, and South Dakota. He has also previously worked with Allmerica Investments, Inc. and Delaware Distributors, L.P. Herbert has experience in the financial services industry, particularly in variable contracts and other investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/13/2003 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
MA
10/24/2000 - 11/20/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
PA
09/18/1997 - 10/18/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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