Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Mckinley Fowle is an experienced financial professional with over 14 years of experience in the securities industry. Herbert currently holds a Series 7, Series 24, and Series 63 license, and is registered with J.P. Morgan Securities LLC. Previously, Herbert was registered with J.P. Morgan Securities LLC and J.P. Morgan Securities Inc., and Deutsche Bank Securities Inc. Herbert is registered in all 50 states, plus the District of Columbia, Puerto Rico and the Virgin Islands. Herbert has been in the industry since 2007 and has been with J.P. Morgan Securities LLC since 2021. Herbert specializes in providing investment advisory services to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/01/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/01/2008 - 01/09/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IL
09/24/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
01/17/2002 - 04/01/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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