Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Leo Modrak is a financial advisor with Cambridge Investment Research Advisors, Inc. in Glen Allen, VA. Herbert Modrak has been working in the financial services industry since 2007. Herbert Modrak is a registered investment advisor in Virginia and Texas. Herbert Modrak has a wide range of experience in the financial services industry, including previous roles at BB&T Securities, LLC, WealthForge Securities, LLC, and Cary Street Partners. Herbert Modrak holds Series 7, 63, 66, 24 and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
01/02/2019 - Present
Cambridge Investment Research Advisors, Inc. (Glen Allen VA)
VA
09/13/2016 - 01/04/2019
BB&T SECURITIES, LLC (RICHMOND VA)
VA
12/02/2014 - 06/07/2016
WEALTHFORGE SECURITIES, LLC (RICHMOND VA)
VA
02/01/2013 - 01/02/2015
CARY STREET PARTNERS (RICHMOND VA)
VA
07/15/2008 - 11/19/2012
SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
07/19/2007 - 07/08/2008
FIRST CLEARING, LLC (GLEN ALLEN VA)
BOTH
Issued 09/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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