Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Nealy is a financial advisor with RMR Wealth Builders, Inc. in Bakersfield, CA. Herbert has been in the financial industry since 1987 and has experience in investment advisory services for individuals and businesses. He is also a registered representative and provides insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting engagement for specific purpose such as education funding, estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Insurance compensation
1
2
CA
11/29/2018 - Present
RMR Wealth Builders, Inc. (Bakersfield CA)
CA
02/06/2014 - 02/23/2022
CALTON & ASSOCIATES, INC. (BAKERSFIELD CA)
CA
05/23/2013 - 12/23/2013
SECURITIES AMERICA, INC. (BAKERSFIELD CA)
CA
01/03/2011 - 04/10/2013
WELLS FARGO ADVISORS, LLC (PORTERVILLE CA)
CA
09/05/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTERVILLE CA)
CA
05/03/2004 - 09/01/2006
BANCWEST INVESTMENT SERVICES, INC. (CORCORAN CA)
NY
05/19/2003 - 04/07/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/07/1988 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
10/02/1987 - 05/18/1988
PAINEWEBBER INCORPORATED
NA
07/13/1987 - 10/29/1987
WALNUT STREET SECURITIES, INC.
BOTH
Issued 12/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Herbert Nealy is the right advisor for you? Invested Better is here to help.
