Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Lawrence Brown has been in the financial industry since February 9, 1982. He has a range of experience in financial services, including work at Capital Concepts Investment Corp., Herbert Lawrence Consultants, Inc. and Shearson Loeb Rhoades Inc. Herbert is currently registered with Zacks Investment Management, Inc. He is a registered representative (Series 7 and Series 63) and an investment advisor representative (Series 65). Herbert specializes in Portfolio Management for Individuals, Businesses, Investment Companies and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
04/21/2006 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
CA
11/20/2003 - 12/19/2005
CAPITAL CONCEPTS INVESTMENT CORP. (SAN FRANCISCO CA)
CA
03/24/1995 - 07/23/1999
CAPITAL CONCEPTS INVESTMENT CORP. (SAN FRANCISCO CA)
CA
11/26/1980 - 02/02/1993
HERBERT LAWRENCE CONSULTANTS, INC. (FOSTER CITY CA)
NA
08/28/1979 - 07/30/1980
SHEARSON LOEB RHOADES INC.
BC
Issued 12/02/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1982
Series 24 - General Securities Principal Examination
BC
Issued 11/18/1980
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Herbert Brown is the right advisor for you? Invested Better is here to help.
