Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert L. Rosenberg has been in the financial industry since February 1991. Herbert is currently registered as an Investment Advisor Representative with LPL Financial LLC in Broomall, PA. Herbert is a well-rounded financial professional, having held multiple positions with firms such as Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated and Park Avenue Securities LLC. Herbert is licensed to provide financial services in multiple states including Florida, Maryland, New Hampshire, New Jersey, Pennsylvania and Virginia. Herbert offers financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/05/2023 - Present
LPL Financial LLC (BROOMALL PA)
PA
04/11/2018 - 12/06/2023
PARK AVENUE SECURITIES LLC (KING OF PRUSSIA PA)
NJ
01/25/1991 - 04/02/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MOUNT LAUREL NJ)
WI
02/02/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 04/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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