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Herbert L Lewis

Tradition Wealth Management LLC

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About Herbert L Lewis

Herbert Lewis is a financial advisor with Tradition Wealth Management LLC. Herbert is licensed to provide investment advice in Minnesota, Florida, Illinois, Pennsylvania, and Wisconsin. He has been in the industry since 1979, working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Herbert provides financial planning, portfolio management, and 1031 exchange consulting services.

Firm Information

Herbert Lewis is currently registered with Tradition Wealth Management LLC. Tradition Wealth Management LLC is an investment advisory firm headquartered in Edina, Minnesota, with a focus on providing financial planning and portfolio management services to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also offers 1031 exchange consulting services. With over 15 years of experience, Tradition Wealth Management has built a strong reputation for delivering personalized, tailored solutions to meet the unique needs of its clients. The firm's team of experienced professionals is dedicated to helping clients achieve their financial goals through a collaborative and transparent approach.
Tradition Wealth Management LLC

7601 FRANCE AVENUE SOUTH

EDINA, MN 55435

$1.52B

Assets Under Management

123

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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1031 exchange consulting

1031 exchange consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Herbert Lewis’s Registration & Firm History

MN

07/11/2018 - Present

Tradition Wealth Management LLC (Woodbury MN)

MN

01/02/2015 - 07/11/2018

REGULUS ADVISORS, LLC (Minneapolis MN)

MN

03/19/2010 - 12/31/2014

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (SAINT PAUL MN)

MN

03/05/2009 - 04/16/2010

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ST. PAUL MN)

MN

10/31/2005 - 03/23/2010

SAGEPOINT FINANCIAL, INC. (ST. PAUL MN)

MN

04/23/1979 - 03/05/2009

HARTFORD EQUITY SALES COMPANY INC. (ST. PAUL MN)

AZ

06/18/1989 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

CT

10/15/1993 - 10/25/2000

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CO

11/29/1996 - 08/06/1997

BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)

NA

12/17/1985 - 11/29/1996

THE GREAT-WEST LIFE ASSURANCE COMPANY

CO

12/29/1980 - 11/29/1996

THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)

CT

06/19/1983 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

NA

07/30/1984 - 06/18/1989

SOUTHMARK FINANCIAL SERVICES, INC.

NA

03/04/1981 - 02/06/1986

TRAVELERS EQUITIES SALES, INC.

NA

07/14/1983 - 08/03/1984

INTEGRATED RESOURCES EQUITY CORPORATION

NA

06/04/1982 - 07/18/1983

ST. PAUL INVESTORS, INC.

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Licenses & Designations

IA

Issued 09/16/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

BC

Issued 04/12/1979

Series 1 - Registered Representative Examination

BC

Issued 07/22/1971

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Herbert L Lewis.
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