Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Lewis is a financial advisor with Tradition Wealth Management LLC. Herbert is licensed to provide investment advice in Minnesota, Florida, Illinois, Pennsylvania, and Wisconsin. He has been in the industry since 1979, working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Herbert provides financial planning, portfolio management, and 1031 exchange consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
1031 exchange consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/11/2018 - Present
Tradition Wealth Management LLC (Woodbury MN)
MN
01/02/2015 - 07/11/2018
REGULUS ADVISORS, LLC (Minneapolis MN)
MN
03/19/2010 - 12/31/2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (SAINT PAUL MN)
MN
03/05/2009 - 04/16/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ST. PAUL MN)
MN
10/31/2005 - 03/23/2010
SAGEPOINT FINANCIAL, INC. (ST. PAUL MN)
MN
04/23/1979 - 03/05/2009
HARTFORD EQUITY SALES COMPANY INC. (ST. PAUL MN)
AZ
06/18/1989 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CT
10/15/1993 - 10/25/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CO
11/29/1996 - 08/06/1997
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NA
12/17/1985 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
CO
12/29/1980 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
07/30/1984 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
03/04/1981 - 02/06/1986
TRAVELERS EQUITIES SALES, INC.
NA
07/14/1983 - 08/03/1984
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/04/1982 - 07/18/1983
ST. PAUL INVESTORS, INC.
IA
Issued 09/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1979
Series 1 - Registered Representative Examination
BC
Issued 07/22/1971
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
Not sure Herbert Lewis is the right advisor for you? Invested Better is here to help.
