Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Hartman has over 25 years of experience in the financial services industry. He has a long history with Morgan Stanley, having worked previously for both Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. before joining Morgan Stanley Smith Barney LLC in 2009. Herbert is registered as a broker-dealer and investment advisor, and holds a Series 63 and Series 65, as well as the SIE and Series 7 licenses. Herbert is also registered in 22 states. Herbert specializes in asset allocation advice, financial planning, pension consulting, and portfolio management. He works with a wide variety of clients, including individuals, families, businesses, and institutions. Herbert is committed to providing his clients with the highest quality of financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/27/2018 - Present
Morgan Stanley (Palm Beach Gardens FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NORTH PALM BEACH FL)
FL
02/14/2000 - 04/02/2007
MORGAN STANLEY DW INC. (NORTH PALM BEACH FL)
NY
06/25/1997 - 02/15/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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